
How to Submit Your Grant
Proposal: A Process Guide
Step 1: Grant Proposal Submission Form
All College of Agriculture and Alabama Agricultural Experiment Station faculty interested in submitting extramural funding proposals are requested to complete a COA/AAES Grant Proposal Submission form. Begin the process by clicking on the button below.
The form serves as an information portal that notifies proposal development staff of a faculty’s desire to submit an extramural funding proposal, the anticipated due date, and the types of support needed. The COA/AAES Proposal Initiation Form will also allow the Research Office to effectively track the proposal development process.
Proposal Development Support
Our goal is to complete all internal reviews 72 hours before sponsor submission deadlines. Contracts and grants personnel will endeavor to process submissions in a timely fashion, but there are no guarantees unless recommended internal timelines (page 4) are fully met.
Support Services Offered
College of Agriculture & AAES Research Office Services
- Grant writing, editing support, coordination with department staff
- Statistical data consultation
- Pre-submission project management & coordination
- Project budgeting & budget narrative assistance
- Coordination of proposal materials with external sub-awards/sub-recipients
Suggested Timeline
Before you start proposal development:
(2 months before due date, or earlier)
1) Identify previously successful proposals (i.e., prior funded projects for your program).
2) Clarify your research problem so you can clearly express your need for funding. Supporting questions to be answered include:
- What is the problem you are addressing?
- What has previously been done to address this problem?
- What gaps still remain? How do you propose to close them?
- How does your approach show novelty and/or innovation?
3) Determine Co-PIs and their specific role/contribution to the project.
4) Determine subawards (if needed).
5) Contact the Dept. Accountant and RO with funding notice.
6) If cost share is required, discuss with Dept. Accountant and then RO (if necessary).
Grant Writing Assistance
COA/AAES Research Office Grant Writer Services
- Review of agency solicitation requirements
- Proposal preparation timelines and processes
- A compelling “storyline” or gap analysis
- Requirements of specific grant competitions
- Assessment, outreach, and diversity component needs
- Writing of non-technical text and transitions
- Document control and copyediting
- Institutional support letters
- Collecting forms such as Conflict of interest and Biographical Sketches.
Note: Initial development of proposal content/narrative is the responsibility of the PI(s).
Proposal Submission Process
You (the PI) have identified a funding source or Request for Proposal (RFP)
Notify your Dept. Accountant & COA/AAES Research Office
- Research Office (RO) creates an electronic folder to collect all proposal elements.
- RO/Dept. Accountant downloads needed forms, if applicable – completes institutional information.
- RO secures institutional documents/information needed for proposal.
- RO enters proposal info into database and assigns college (CoA) project number.
PI works with Research Office &/or Dept. Accountant for assistance with the following
- Writing proposal text and supporting attachments
- Budget preparation
- Completion of application package/forms (paper or electronic)
- Compilation of proposal elements compiled into one proposal or electronic packet for upload
- Preparing/initiating proposal eCover form for internal approvals
Compliance Requirements Help: Contact Auburn's Office of Research Compliance (ORC)
Work with Auburn University’s Office of Research Compliance (ORC) for assistance with the following compliance requirements:
- Animal Care and Use (IACUC)
- Biological Safety (IBC)
- Human Subjects Research (IRB)
- National Science Foundation (NSF) Conflict of Interest
- Public Health Service (PHS) Conflict of Interest
- Radiation Safety (RSC)
- Responsible Conduct of Research (RCR) Training
Office of Sponsored Programs (OSP) is the Final Approval on the Proposal e-Cover Form
- OSP will submit proposal electronically, upload to eCover form and approve. A PDF of full proposal (with approved eCover) will be made available to PI and Dept. Accountant.
- If submission does not require Authorized Organizational Representative (AOR) to submit, RO needs a copy of final proposal. A PDF of full proposal (with approved eCover) will be made available to PI and Dept. Accountant. PI is then responsible for submitting proposal to sponsor.
Proposal Processing Timeline
1 MONTH BEFORE DEADLINE (or earlier)
- Complete Proposal Initiation Form – Contact Dept. Accountant and RO.
- Determine project management structure.
- Work from checklist that lists all proposal requirements.
- Make writing assignments.
- Discuss need for supporting graphics/figures/statistical data.
- Recruit advisory board members (if required).
- Identify outside evaluator and sub-awards (if required).
3 WEEKS BEFORE DEADLINE
- Finalize goals and specific objectives.
- Complete logic model (if required).
- Begin collecting required forms (i.e., Biographical Sketches, Current and Pending Support, and Conflict of Interest).
- Start collecting letters of commitment/support.
- Compile tentative budget.
- Manage the submission of sub-award documents (if applicable).
2 WEEKS BEFORE DEADLINE
Route eCover form:
- Final budget, budget justification and draft summary, narrative, or scope of work needed.
- Final sub-award documents (if required).
- Notate submission instructions, RFA requirements, or needs in Project Comments and Documentation section (e.g., letter of commitment, completed subrecipient form for sub-awards, etc.)
- Finalize attachments, such as Key Personnel, Equipment, Facilities and Other Resources, Management Plan, and Data Management Plan (DMP).
- Forward all completed documents to RO.
1 WEEK BEFORE Deadline
- Incorporate external evaluator’s input into proposal (if required).
- Project team edit of proposal narrative.
- Begin finalizing Project Summary and Project Narrative.
- Review of entire grant package.
3 Days BEFORE
- Complete validity check.
- Final package to RO and OSP for review before submission.
Note: PI may continue to make final edits to the Project Narrative and other Scientific Components (excluding the Budget and Budget Justification) of the proposal until 24 hours prior to the sponsor.
Award Process
When an award is received after submission by OSP or From an Industry Sponsor
If award is received by PI as proposed
- PI will forward award document to the Dept. Accountant.
- Dept. Accountant will email award to OSP, noting the corresponding Proposal eCover Form number and current status of compliance issues.
- OSP will ensure that all compliance issues are addressed/approved then process internal paperwork to get the award signed and sent to CGA for FOP set up.
If award is received by PI with a different award and/or cost-share amount
- PI will forward award document to the Dept. Accountant.
- Dept. Accountant will request or revise the budget/cost-share to match the award amount, complete a paper Extramural Cover Form. Circulate for Dept. Head/ADR approvals only if the cost-share or university commitment has changed.
- Dept. Accountant will email award to OSP (cc RO) noting the corresponding Proposal eCover Form number and current status of compliance issues.
- OSP will ensure that all compliance issues are addressed/approved and then process internal paperwork to get the award signed and sent to CGA for FOP set up.
If award is received by OSP as proposed
OSP will ensure that all compliance issues are addressed/approved, then process internal paperwork to get the award signed and sent to CGA for FOP set up.
If award is received by OSP with a different award and/or cost-share amount
- OSP will send award to Dept. Accountant for revised budget.
- Circulate for Dept. Head/ADR approvals if cost-share or university commitment changes.
- OSP ensures all compliance issues are addressed/approved then processes internal paperwork to get the award signed and sent to CGA for FOP set up.
If award is received by Research Office
RO will send award document to OSP to oversee award processing.
If an industry or other sponsor award is received or drafted by PI
- PI will forward award document, with a scope of work and budget, to Dept. Accountant.
- Dept. Accountant will complete a paper Extramural Cover form and send award package to Dept. Head for approval.
- Dept. Accountant will email award package to RO for review.
- RO will ensure all award elements are in place, send amendment to ADR for approval, and forward to OSP.
- OSP will ensure that all compliance issues are addressed/approved then process internal paperwork to get the award signed (which could include sending to IAC for review/negotiation) – and sent to CGA for FOP set up.
If award is received by OSP
- OSP will email to Dept. Accountant/RO, request a paper Extramural Cover Form, scope of work and budget, approved by Dept. Head/Dean, from the PI/Dept. Accountant.
- OSP will then ensure that all compliance issues are addressed/approved then process internal paperwork to get the award signed and sent to CGA for FOP set up.
Amendments to Award
To process an Amendment that adds funding and/or cost-share
- Amendment must have a budget and scope of work to match the amendment document.
- Dept. Accountant must complete a paper copy of Extramural Cover Form and route the amendment and attachments for approvals of Dept. Head (copy RO for review); unless a proposal was processed and approved through OSP prior to receipt of the amendment. RO/Dept. Accountant will send the amendment to ADR for approval, and forward to OSP.
- OSP will ensure that all compliance issues are addressed/approved then process internal paperwork to get the amendment signed and sent to CGA to modify the FOP.
To process an Amendment for No Cost Extension (NCE), administrative changes, etc.
- Dept. Accountant will send the amendment to OSP and copy RO.
- OSP will ensure that all compliance issues are addressed/approved then process internal paperwork to get the amendment signed and sent to CGA to modify the FOP.
To process an Amendment to revise budget, change PI, and/or scope of work
- Amendment must have a budget and scope of work to match the amendment document.
- Dept. Accountant must complete a paper copy of Extramural Cover Form and route amendment and attachments for approvals of Dept. Head then to RO for review.
- RO will send amendment to ADR for approval then to OSP.
- OSP will ensure that all compliance issues are addressed/approved then process internal paperwork to get the amendment signed and sent to CGA to modify the FOP.
News
Research Office
Research Funding & Resources
Colloquium Series
Grant Proposal Development Guide
Research Focus Areas
Al Agricultural Experiment Station (AAES)
Centers & Institutes
Student Research
Contact
Contracts & Grants Specialist III
101 Comer Hall,
181 Roosevelt Drive
Auburn University, AL 36849-5131
(334) 844-6258
Proposal Development Specialist III
101 Comer Hall
Auburn Univ, AL 36849
(334) 844-1431
Communications Specialist
559 Devall Dr., 2nd Floor
Auburn Univ, AL 36849
(334) 844-7465
OTHER PROCESSES
Reference ACRONYMS
- AAES – Alabama Agricultural Experiment Station
- ADR – Associate Dean for Research
- AOR – Authorized Organizational Representative
- CGA – Contracts and Grants Accounting
- FOP – Fund/Organization/Program
- IAC – Office of Innovation Advancement and Commercialization
- IACUC – Institutional Animal Care and Use Committee (Animal Use and Care)
- IBC – Institutional Biosafety Committee (Biological Safety Compliance)
- IRB – Institutional Review Board (Human Subjects Research Compliance)
- NCE – No Cost Extension
- ORC – Office of Research Compliance
- OSP – Office of Sponsored Programs
- PHS – Public Health Service
- PI – Principal Investigator
- RCR – Responsible Conduct of Research Training
- RO – Research Office
- RSC – Radiation Safety Committee
TO SET UP ON ANTICIPATION
- Dept. Accountant will complete cover form, the “Request for Project to Be Established on Anticipation” form, and attach the pending award document (if available), the scope of work, budget and budget justification. Dept. Accountant should obtain Dept. Head approval and forward to RO for review and ADR’s signature.
- RO will email entire package to OSP.
TO REQUEST A FOP BE EXTENDED TO INDEFINITE
PI/Dept. Accountant will send an email/memo to CGA requesting that the FOP be extended to indefinite – noting the FOP number, the project is complete, any deliverables have been submitted and that all project related costs have been charged to the project FOP. They must also have received full payment, but CGA will make that determination.